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Complex Assistant Manager
RBC Capital Markets, LLC
-
Chevy Chase, MD
Job Description What is the opportunity? Join RBC Wealth Management and become an integral member of the Complex Management Team by serving as the primary liaison between the complex, branches and other corporate departments. As the Complex Assistant Manager (CAM), you will accelerate and drive the firm's strategic initiatives by fostering meaningful partnerships, relatio
Email Job
Posted 29 days ago
Research Associate, Business & Information Services
RBC Capital Markets, LLC
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New York, NY
Job Description What is the opportunity? Responsible for fundamental analysis of companies in the Business & Information Services sector. What will you do? Assist in the development and detailed modeling of company specific financial models Coordinate, generate and maintain research reports, presentations and databases Provide research support to analyst as required Incum
Email Job
Posted 30 days ago
Regulatory Reporting Associate - FINRA
RBC Capital Markets, LLC
-
Jersey City, NJ
Supports the Audit, Legal and Corporate Affairs organizations regarding documentation related to all business issues and regulatory matters. Applies experience and seasoned knowledge, skills, and practices to perform a variety of assignments. Address Jersey City, New Jersey, United States of America City USA NJ JERSEY CITY Country United States of America Work hours/week
Email Job
Posted 30 days ago
Associate Director, Model Risk
RBC Capital Markets, LLC
-
Jersey City, NJ
Establishes effective business unit compliance programs to prevent or identify illegal, unethical, or improper business practices. Applies advanced in depth and/or broad knowledge, considered a top resource across the organization Address Jersey City, New Jersey, United States of America City USA NJ JERSEY CITY Country United States of America Work hours/week 40 Employmen
Email Job
Posted 30 days ago
Associate Director, CUSO Market Risk
RBC Capital Markets, LLC
-
New York, NY
The GRM Market Risk group provides independent and effective on site monitoring, controlling and communicating on the nature and extent of all material market risk and to ensure the implementation of and compliance with risk management policies and procedures. The incumbent will help promote a "Best of Class" risk oversight environment for the Combined US Operations (CUSO
Email Job
Posted 30 days ago
Client Associate
RBC Capital Markets, LLC
-
Kerrville, TX
Job Description What is the opportunity? Embrace RBC Wealth Management's core values and inclusive culture as an integral part of our branch serving financial advisors and our clients. As a Client Associate/Registered Client Associate, become a trusted resource to our clients, advisors and branch. Use your administrative and operational skills to help our advisors manage
Email Job
Posted 1 month ago
Associate Director - Cyber and IT Risk
RBC Capital Markets, LLC
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Jersey City, NJ
Reporting to the Director, Cyber and IT Risk within Group Risk Management Enterprise Resilience Risk (ERR), you will drive the Second Line of Defense engagement across all Regulatory Examinations and Regulatory Issue Issues Remediation. The work entails collaborating effectively with global Cyber and Technology Risk, Business Regulatory & Issues Management Team, US Regula
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Posted 1 month ago
Director - U.S. Capital Markets AML & Financial Crimes
RBC Capital Markets, LLC
-
Jersey City, NJ
Assist in the effective management of the US Capital Markets AML Program including Investigations, Sharing of Information, New Business Committee Process, and Regulatory/Legal referral process; Management of the RBCCM Customer Due Diligence and Enhanced Due Diligence programs Job Description What is the Opportunity? Assist in the effective management of the US Capital Mar
Email Job
Posted 1 month ago
Associate - US AML and Financial Crimes
RBC Capital Markets, LLC
-
Jersey City, NJ
Conduct and complete risk based reviews in support of Royal Bank of Canada, Three World Financial Center Branch (including Cross Border) businesses, through the gathering, analysis and evaluation of relevant information in order to determine whether sufficient suspicion exists of money laundering, financing of terrorism or other criminal activities, to justify making a re
Email Job
Posted 1 month ago
Head of Litigation and Chief Legal Advisor, U.S. Wealth Management
RBC Capital Markets, LLC
-
Minneapolis, MN
Job Description What is the opportunity? As the Head of Wealth Management (WM) US Litigation, you will have responsibility and accountability for overseeing and managing pending and actual litigation and regulatory matters for RBC's US Wealth Management business segment on an individual and portfolio basis. Managing this function includes providing advice and counsel to s
Email Job
Posted 1 month ago
2025 Capital Markets, Global Markets Summer Associate, Equity Research Biotechno
RBC Capital Markets, LLC
-
New York, NY
Job Description WHAT IS THE OPPORTUNITY? RBC Capital Markets is a premier, global investment bank and subsidiary of the Royal Bank of Canada (RBC), which is one of the top 15 largest banks in the world and the fifth largest in North America, as measured by market capitalization. RBC Capital Markets is a premier investment bank that provides a focused set of products and s
Email Job
Posted 1 month ago
Investment Banking Vice President - Power Utilities and Infrastructure
RBC Capital Markets, LLC
-
New York, NY
Manages daily activities for a given section of the company's investment operations in order to ensure fulfillment of investment services delivery. Applies extensive, in depth knowledge, skills, and practices to perform complex assignments. Job Description What is the opportunity? To join the Investment Banking Power, Utilities, and Infrastructure Group as a Vice Presiden
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Posted 1 month ago
IT Auditor (Internal Audit)
RBC Capital Markets, LLC
-
Jersey City, NJ
Job Description What is the opportunity? The Analyst, Internal Audit Technology conducts internal technology audits to assess the effectiveness of controls, accuracy of financial records, efficiency of operations, and compliance with governmental regulation. This is an execution role with no employee oversight or resource management responsibilities. What will you do? Ass
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Posted 1 month ago
Senior Financial Associate
RBC Capital Markets, LLC
-
Phoenix, AZ
Job Description What is the opportunity? As a Senior Financial Associate, you will be a key member of a large producing team and will be actively involved in growing and cultivating the FA Team's business. You will have the ability to function independently on behalf of the FA Team with minimal direction. At RBC Wealth Management, your career progression matters to us. We
Email Job
Posted 1 month ago
Associate Director, Market Risk
RBC Capital Markets, LLC
-
New York, NY
RBC is seeking a strong candidate to join its market risk team, specifically for the Fundamental Review of Trading Book (FRTB) portion of the Basel 3 Endgame and other regulatory compliance. In particular, the incumbent's core responsibility is to contribute to the design, governance and successful execution of the Market Risk portion of the Basel 3 Endgame project. This
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Posted 1 month ago
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